Complaints

LDB Wealth Solutions Pty Ltd is committed to providing quality advice to our clients.

If you have a complaint about our products, services, staff or the handling of a complaint, please contact us to let us know your concerns.

We will do all we can to resolve your complaint as quickly as possible.

Step 1. Contact your adviser

It is our experience that many concerns or complaints arise from miscommunication and can usually be resolved through consultation with your adviser. In the first instance, we encourage you to contact your adviser to discuss the issue.

Step 2. Contact LDB Wealth Solutions

If the matter is not satisfactorily resolved by contacting your adviser, or if you would prefer to contact LDB Wealth Solutions directly to discuss the issue, we have an internal complaints process to review your concerns.

In these circumstances your complaint will be escalated to our Compliance Manager.

LDB Wealth Solutions aims to resolve your complaint quickly and fairly and will communicate our proposed solutions to the issue with you, in writing, within 30 days of receipt of your complaint at the address detailed below:

Email: complaints@ldb.com.au

Mail: Compliance Manager, LDB Wealth Solutions, PO Box 157, Blackburn VIC 3130

Phone: (03) 9875 2900.

To assist us deal with your complaint quickly, please include the following information:

  • The word ‘complaint’ in the heading or subject line
  • Your name and contact details, including your daytime phone number and email address
  • Details of your complaint
  • Copies of any relevant documents
  • Your desired outcome.

We recommend you keep a copy of your complaint and original documents for your records.

We will acknowledge receipt of your complaint in writing within 1 business day or as soon as practicable.

We will also make an arrangement with you for keeping you regularly informed about the progress of your complaint.

We always aim to resolve your complaint as quickly as possible. If we are unable to resolve your complaint within the maximum timeframe (30 days for standard non-superannuation related and 45 days for superannuation related complaints), we will inform you of the reasons for the delay and let you know when we expect to provide a response to your complaint.

If you are unhappy with the delay or response to your complaint, you can escalate your complaint to the Australian Financial Complaints Authority (AFCA) as outlined in step 3 below.

Step 3. Contact the Australian Financial Complaints Authority (AFCA)

If an issue has not been resolved to your satisfaction, you can lodge a complaint with the Australian Financial Complaints Authority (AFCA). AFCA provides fair and independent financial services complaint resolution that is free to consumers.

Website: afca.org.au
Email: info@afca.org.au
Telephone: 1800 931 678 (free call)
In writing to: Australian Financial Complaints Authority, GPO Box 3, Melbourne VIC 3000.